Migrating to separate fork/vfork

What changed

NuttX used to implement fork() and vfork() as the same function. Both were thin libc wrappers around a single up_fork() syscall; vfork() differed only by a trailing waitpid(). Underneath, the child joined the parent’s address environment – the same addrenv_join() that pthread_create() uses – and got a private copy of the stack. So the child shared .data, .bss and the heap with its parent, and ran concurrently with it.

That was not fork(). It was vfork()-with-a-private-stack published under fork()’s name. The history says so plainly: the fork() this replaces was NuttX’s old vfork(), renamed in 2023 without any change of behaviour. And the consequence was silent: a program written against POSIX fork() compiled and ran, and its child’s writes quietly landed in the parent’s variables.

There are now two distinct primitives, and each means what its name says:

API

Memory

Parent

Availability

fork()

child gets its own copy at the same virtual addresses

runs concurrently

CONFIG_ARCH_HAVE_FORK – only where an address environment can be duplicated

vfork()

child shares the parent’s memory

suspended until the child _exit()s or exec()s

CONFIG_ARCH_HAVE_VFORK – no address environment needed

Note

fork() is provided only where the architecture implements up_addrenv_fork() and therefore selects CONFIG_ARCH_HAVE_FORK; it becomes available architecture by architecture as that hook lands. Check CONFIG_ARCH_HAVE_FORK in your own configuration rather than assuming either way. Where it is unset, vfork() is what the configuration offers.

This is a breaking change

Two things break, and they break loudly rather than quietly:

Code calling fork() on a target without a duplicable address environment no longer builds. fork() is not declared in unistd.h there, so you get a compile error naming the function. That is the intended outcome: a build error is strictly better than the silent wrongness it replaces. Today that is every in-tree architecture, so every caller of fork() has to be looked at.

Code calling fork() on a target that does have real fork() changes behaviour – from sharing to copying. Code that (perhaps unknowingly) relied on the sharing will now see the parent and child diverge.

Which replacement do I want?

Answer the question “why did I call fork()?”.

I want the child to run a different program.

Use posix_spawn() or task_spawn(). This is the single most common reason to call fork(), NuttX has always provided a better answer for it, and that answer does not have the pid discontinuity that fork()+exec() has. If you must keep the two-step idiom, use vfork() + exec*(): that is exactly what vfork() is for, and unlike fork() it needs no duplicable address environment.

#include <unistd.h>

pid = vfork();         /* was: pid = fork(); */
if (pid == 0)
  {
    execv(path, argv); /* or _exit() on failure */
    _exit(EXIT_FAILURE);
  }

Note the restriction that comes with it: between the vfork() and the exec() the child shares the parent’s memory and runs on the parent’s behalf, so it must not modify anything, must not return from the calling function, and must not call anything other than _exit() or an exec family function.

I want a second flow of control that shares my memory.

Use pthread_create(). That is the same memory relationship the old fork() gave you, spelled clearly, with a normal entry point instead of a function that returns twice. There is no longer a returns-twice primitive with concurrent sharing semantics: the old behaviour was not POSIX, and vfork() is not a drop-in for it – the parent is suspended, so parent and child never run concurrently.

I want a genuinely independent copy of this process.

Keep calling fork(), and make sure your configuration selects CONFIG_ARCH_HAVE_FORK. Be aware there is no copy-on-write: the copy is eager, so forking a large process needs as much free memory as the process occupies and fails with ENOMEM otherwise.

Configuration symbols

CONFIG_ARCH_HAVE_VFORK

Hidden. The architecture can implement POSIX vfork(). Selected exactly where ARCH_HAVE_FORK used to be, so every configuration that had the old fork() has vfork().

CONFIG_ARCH_HAVE_FORK

Hidden, depends on ARCH_ADDRENV. It no longer means “fork() exists”; it means “this configuration can provide POSIX fork() semantics”, which requires an address environment and an up_addrenv_fork() to duplicate it with.

Notes for architecture maintainers

The register/stack snapshot machinery is common to both primitives. Each architecture exposes one entry point, up_fork(bool vfork), whose argument says which primitive the caller used and is handed to nxtask_setup_fork(). That is where the memory semantics are decided: addrenv_join() for vfork(), addrenv_fork() for fork().

Adding real fork() to an architecture

Two things are needed, and the second is the one that is easy to miss.

Implement up_addrenv_fork(). It duplicates an address environment: allocate fresh pages, copy the parent’s contents into them, and map them at the same virtual addresses. up_addrenv_clone() is not this – it copies only the representation and leaves both processes pointing at one set of page tables. Then give ARCH_HAVE_FORK a default y if <arch> line in arch/Kconfig.

Build the child from the caller’s saved system call frame. In a kernel build fork() is reached through a system call, so the return address and stack pointer the architecture’s fork entry point can observe for itself belong to the kernel, not to the caller; a child built from those resumes at a kernel address on a kernel stack. The architecture must record the caller’s exception frame when it traps – xcp.sregs is the field that exists for this – and build the child from that instead, while a kernel thread that calls the entry point directly still takes the ordinary path.

Four architectures do it, and they are worth copying:

  • RISC-V: riscv_swint.c stores the frame in xcp.sregs, and riscv_fork.c rebuilds the child from it.

  • arm64: arm64_vectors.S hands the frame to dispatch_syscall(), which stores it in xcp.sregs; arm64_fork() then dispatches to arm64_fork_syscall() or arm64_fork_direct() according to whether TCB_FLAG_SYSCALL is set, so a kernel thread that calls the entry point directly still works.

  • armv7-a: arm_syscall.c stores the frame in xcp.sregs, and arm_fork() dispatches to arm_fork_syscall() or arm_fork_direct(). The discriminator here is a saved user stack pointer, xcp.ustkptr, rather than TCB_FLAG_SYSCALL: armv7-a dispatches a system call by re-pointing the caller’s own exception frame at dispatch_syscall(), so the caller is the task that runs the kernel side of the call. What makes its snapshot useless is not the system call as such but the switch to the kernel stack, which leaves the kernel-side frames on a stack the child gets no copy of. A build without a kernel stack dispatches on the caller’s own stack, so there the frames are copied along with the caller’s and arm_fork_direct() remains correct. Because arm_syscall() has already re-pointed the frame by the time arm_fork() runs, its PC, CPSR and SP are the kernel’s; the caller’s are read from where arm_syscall() put them – syscall[0].sysreturn, syscall[0].cpsr and ustkptr.

  • x86_64: x86_64_syscall() stores the frame in xcp.sregs, and x86_64_fork() dispatches to x86_64_fork_syscall() or x86_64_fork_direct(). The discriminator here is xcp.sregs itself being non-NULL, because raising TCB_FLAG_SYSCALL would also defer signal actions – something x86_64 has never done and its kernel-build signal path does not currently survive. Two properties of SYSCALL/SYSRET shape the child’s frame: the instruction leaves the caller’s RIP and RFLAGS in RCX and R11 rather than on a stack, so they have to be moved into the RIP and RFLAGS slots of the interrupt frame the child is resumed from; and the hardware never records the caller’s CS and SS at all – SYSRETQ reconstructs them from IA32_STAR – so the child’s have to be filled in with the user code and data selectors at RPL 3. For the same reason the saved frame is not copied wholesale: only the extended state and the general registers are inherited, and the segment registers and thread pointer come from the frame up_initial_state() built for the child.

Nothing else is required: the up_fork() entry point and the libc wrapper are already there and become live automatically.

Note that ARCH_HAVE_FORK is about a per-process address environment. A protected build has one address space carved up once at boot, whether the boundaries are drawn by an MPU or by a fixed set of MMU mappings; its up_addrenv_*() are stubs, and there is no mapping to duplicate at the same virtual addresses. CONFIG_ARCH_ADDRENV being set is therefore not by itself evidence that fork() can be provided. vfork(), which shares the parent’s memory, works there as everywhere else.

Known gaps

fork() is gained one architecture at a time. The generic machinery is complete – addrenv_fork(), the up_addrenv_fork() hook, the syscall, the libc wrapper and the ostest case – so an architecture provides fork() by implementing up_addrenv_fork() and selecting CONFIG_ARCH_HAVE_FORK, with no further generic work.

A windowed ABI needs its stack rebased, not just copied. On Xtensa, giving a child a relocated copy of the parent’s stack takes more than the copy: the register-window save areas embedded in the stack hold absolute stack pointers, so each one has to be rebased along with the copy, or the child reloads a pointer into the parent’s stack on its very first window underflow. That rebasing is architecture-specific and belongs with the Xtensa entry points rather than here.

Note also on waitpid() after vfork()

The vfork() parent is now resumed when the child’s TCB is torn down, so by the time it runs the child is completely gone. Where the child called exec() this makes no difference – exec_swap() has already given the loaded program the child’s pid, and that program is still running, so waitpid() behaves normally. Where the child called _exit(), waitpid() can only return its status if CONFIG_SCHED_CHILD_STATUS is enabled; otherwise it returns ECHILD, because NuttX does not retain the status of a task that no longer exists. That is a pre-existing property of that configuration, not a change: the previous implementation blocked in a libc waitpid(WNOWAIT) and an application’s own waitpid() afterwards hit the same wall.